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Advisor at MONEY CONCEPTS ADVISORY SERVICE
PALM BEACH GARDENS, FL | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Aug 1, 2013 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|LOUISVILLE, KY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 13, 2011 | Aug 2, 2011 | no | LOUISVILLE, KY | Previous registration |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Feb 20, 2009 | May 16, 2011 | no | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| NRP ADVISORS, INC. | n/a | Dec 17, 2007 | Mar 19, 2009 | no | LOUISVILLE, KY | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Apr 2, 2007 | Dec 19, 2007 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MONEY CONCEPTS ADVISORY SERVICE | Aug 2, 2011 | Aug 1, 2013 | 730 | Firm change after gap | Other |
| MONEY CONCEPTS ADVISORY SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 16, 2011 | May 13, 2011 | -3 | Firm change | Other |
| NRP ADVISORS, INC. | MONEY CONCEPTS ADVISORY SERVICE | Mar 19, 2009 | Feb 20, 2009 | -27 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | NRP ADVISORS, INC. | Dec 19, 2007 | Dec 17, 2007 | -2 | Firm change | Other |