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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

TRAVIS BRYAN FLOYD

Advisor at ADVISOR RESOURCE COUNCIL

Southlake, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:9acd3bac-69af-15d1-d901-8f12d490a7eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVISOR RESOURCE COUNCIL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 10, 2009
First registration: Dec 11, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5725945

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISOR RESOURCE COUNCIL	Independent wealth	Jul 26, 2018	n/a	yes	Southlake, TX\|DALLAS, TX	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Nov 6, 2017	Sep 14, 2018	no	Southlake, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 9, 2017	no	ROANOKE, TX\|FORT WORTH, TX\|KELLER, TX\|WATAUGA, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 24, 2011	Oct 1, 2012	no	KELLER, TX\|FORT WORTH, TX\|ROANOKE, TX	Previous registration
EDWARD JONES	National bd RIA	Dec 11, 2009	Apr 27, 2011	no	MIDLAND, TX\|NORMAN, OK\|ST LOUIS, MO\|TEMPE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	ADVISOR RESOURCE COUNCIL	Sep 14, 2018	Jul 26, 2018	-50	Firm change after gap	Ibd to RIA
J.P. MORGAN SECURITIES LLC	LEVEL FOUR ADVISORY SERVICES	Nov 9, 2017	Nov 6, 2017	-3	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
EDWARD JONES	CHASE INVESTMENT SERVICES CORP.	Apr 27, 2011	May 24, 2011	27	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134086:164109:TX:2018-09-14	Sep 14, 2018	Jul 26, 2018	SOUTHLAKE, TX	Firm change after gap

Relationships

Registered with (5)

→ ADVISOR RESOURCE COUNCILRegistered adviserregistration: current employment
Jul 26, 2018 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 6, 2017 to Sep 14, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 9, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 24, 2011 to Oct 1, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 11, 2009 to Apr 27, 2011factForm ADV

Dated events

No dated event names this entity yet.