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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

BRIAN CHRISTOPHER HAYNES

Advisor at LANARK FINANCIAL, INC.

BIRMINGHAM, AL | Birmingham, AL

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Search this name across graphsid dfx:ria:9ace329e-7a12-15bd-3893-9bf5a2be15ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LANARK FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 29, 2000
First registration: Jul 15, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4251018

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LANARK FINANCIAL, INC.	Bd affiliated wealth	Dec 12, 2022	n/a	yes	Birmingham, AL\|BIRMINGHAM, AL	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	Jun 30, 2016	Dec 12, 2022	no	Birmingham, AL\|BIRMINGHAM, AL	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Nov 8, 2010	Jun 30, 2016	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 13, 2007	Jan 14, 2010	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jul 15, 2004	Feb 13, 2007	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX ADVISORS INC.	LANARK FINANCIAL, INC.	Dec 12, 2022	Dec 12, 2022	0	Firm change	Ibd to ibd
STERNE AGEE ASSET MANAGEMENT, INC.	STONEX ADVISORS INC.	Jun 30, 2016	Jun 30, 2016	0	Bulk transfer	Other
MORGAN KEEGAN & COMPANY, LLC	STERNE AGEE ASSET MANAGEMENT, INC.	Jan 14, 2010	Nov 8, 2010	298	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	MORGAN KEEGAN & COMPANY, LLC	Feb 13, 2007	Feb 13, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LANARK FINANCIAL, INC.Registered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Jun 30, 2016 to Dec 12, 2022factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 8, 2010 to Jun 30, 2016factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 13, 2007 to Jan 14, 2010factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jul 15, 2004 to Feb 13, 2007factForm ADV

Dated events

Occurred
Dec 12, 2022
Advisor changed firm
Brian Christopher Haynes left Stonex Advisors Inc. for Lanark Financial, Inc. (registered 2022-12-12)
Form ADVobserved 5 days ago