DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Christopher Haynes
Feed of 09/14/2026
At current firm
3 y
since Dec 12, 2022
In the industry
25 y
since Sep 29, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lanark Financial, Inc. BD affiliated currentsince Dec 12, 2022 · Birmingham, Al
- Stonex Advisors Inc. BD affiliatedJun 30, 2016 to Dec 12, 2022 · Birmingham, Al
- Sterne Agee Asset Management, Inc. formerNov 8, 2010 to Jun 30, 2016 · Birmingham, Al
- Morgan Keegan & Company, LLC formerFeb 13, 2007 to Jan 14, 2010 · Birmingham, Al
- Amsouth Investment Management Company LLC unclassifiedJul 15, 2004 to Feb 13, 2007 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Stonex Advisors Inc. to Lanark Financial, Inc.left Dec 12, 2022, registered Dec 12, 2022 (0 days) · Affiliated broker-dealer or bank to another
- Sterne Agee Asset Management, Inc. to Stonex Advisors Inc.left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
- Morgan Keegan & Company, LLC to Sterne Agee Asset Management, Inc.left Jan 14, 2010, registered Nov 8, 2010 (298 days) · Other
- Amsouth Investment Management Company LLC to Morgan Keegan & Company, LLCleft Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
Signals
- Brian Christopher Haynes left Stonex Advisors Inc. for Lanark Financial, Inc. (registered 2022-12-12)Dec 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address