This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EXECUTIVE INVESTMENT SERVICES, LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 29, 1989earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

16derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Nov 29, 1989

First registration

Nov 3, 2005

Dual registered

no

Other names

TODD GARY CAUDLE

IAPD individual key

2007952

• Occurred

  Feb 4, 2025
  Advisor departed, no destination yet

  Todd Gary Caudle no longer registered at Independent Financial Group, Llc; no later IA registration on IAPD

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9ad2cfa1-9cbc-3258-2e94-892d832fc3e4

First observed

Nov 3, 2005

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.