RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• G••• C•••••
- E•••••••• I••••••••• S•••••••• L•• state registered currentsince May 14, 2010 · Lake Oswego, Or
- I••••••••• F•••••••• G••••• L•• BD affiliatedJun 10, 2010 to Feb 4, 2025 · Lake Oswego, Or
- R• I••••••••• S•••••••• L•• state registeredMay 14, 2010 to Feb 11, 2015 · Portland, Or
- W••• I••••••••• I••• unclassifiedNov 3, 2005 to Jan 19, 2006 · Portland, Or
- I••••••••• F•••••••• G••••• L•• to no registered destinationleft Feb 4, 2025 · Departure, no registered destination
- R• I••••••••• S•••••••• L•• to E•••••••• I••••••••• S•••••••• L••left Feb 11, 2015, registered May 14, 2010 (-1734 days) · Other
- W••• I••••••••• I••• to R• I••••••••• S•••••••• L••left Jan 19, 2006, registered May 14, 2010 (1576 days) · Other
- T••• G••• C••••• no longer registered at I••••••••• F•••••••• G••••• L••; no later IA registration on IAPDFeb 4, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address