DFX Intelligence

M••• C••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M••• C••••• E••••••

Advisor at C•••••• S••••• • C••• I•••

Greenville, SC | Asheville, NC

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Search this name across graphsid dfx:ria:9adad8e8-b33b-9df6-9467-03827d0fd806

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Aug 11, 2023	n/a	yes	Asheville, NC\|Greenville, SC	Current employment
T• A••••••••• I•••	Former SEC adviser	Feb 27, 2018	Oct 14, 2022	no	Asheville, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Sep 7, 2023	Feb 27, 2018	-2,018	Channel change	Other
T• A••••••••• I•••	C•••••• S••••• • C••• I•••	Oct 14, 2022	Aug 11, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:NC:2023-09-07	Sep 7, 2023	Feb 27, 2018	ASHEVILLE, NC	Firm change after gap
7870:5393:NC:2022-10-14	Oct 14, 2022	Aug 11, 2023	ASHEVILLE, NC	Firm change

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Aug 11, 2023 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2018 to Sep 7, 2023factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2018 to Oct 14, 2022factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9adad8e8-b33b-9df6-9467-03827d0fd806
First observed: Feb 17, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.