DFX Intelligence

K••• F•••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

K••• F•••• E•••••••

Advisor at L•• F•••••••• L••

LAKELAND, FL

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Search this name across graphsid dfx:ria:9adbff73-e178-834a-962c-70e2ffe9482f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 3, 2022	n/a	yes	LAKELAND, FL	Current employment
A•••• • C•••••• O• F••••••• L••	Former SEC adviser	Nov 27, 2019	Mar 1, 2022	no	LAKELAND, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • C•••••• O• F••••••• L••	L•• F•••••••• L••	Mar 1, 2022	Jan 3, 2022	-57	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ A•••• • C•••••• O• F••••••• L••Registered adviserregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9adbff73-e178-834a-962c-70e2ffe9482f
First observed: Sep 5, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.