DFX Intelligence

D•••• P•••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

D•••• P•••••• L•••

Advisor at D••••••••• L••

WILMINGTON, DE | Media, PA

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Search this name across graphsid dfx:ria:9adc663e-f558-9069-2bd8-902f5636e064

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 27, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• L••	Independent wealth	Aug 5, 2024	n/a	yes	Media, PA\|WILMINGTON, DE	Current employment
D••••••••• L••	Former SEC adviser	May 27, 2008	Nov 4, 2024	no	WILMINGTON, DE\|Wilmington, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• L••	D••••••••• L••	Nov 4, 2024	Aug 5, 2024	-91	Channel change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
123859:331709:DE:2024-11-04	Nov 4, 2024	Aug 5, 2024	WILMINGTON, DE	Firm change after gap

Relationships

Registered with (2)

→ D••••••••• L••Registered adviserregistration: current employment
Aug 5, 2024 to presentfactForm ADV
→ D••••••••• L••Registered adviserregistration: previous registration
May 27, 2008 to Nov 4, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9adc663e-f558-9069-2bd8-902f5636e064
First observed: May 27, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.