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DIVERSIFIED ENTERPRISES, LLC, CRD 331709
WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KYLE HILL | Certified Financial Planner | WILMINGTON, DE | 2 | 26 | 3 | no |
| Michael Allen Fisher | Certified Financial Planner | WILMINGTON, DE | 2 | 23 | 3 | no |
| ANDREW SCOTT ROSEN | Certified Financial Planner | Margate, NJ | WILMINGTON, DE | West Chester, PA | 2 | 22 | 2 | no |
| STEPHEN CHRISTOPHER WILDMAN | Certified Financial Planner | Wayne, PA | WILMINGTON, DE | 2 | 21 | 5 | no |
| MARTIN TYLER MCGUIRE | Certified Financial Planner | Mountain Brook, AL | WILMINGTON, DE | 2 | 21 | 3 | no |
| DAVID Phillip LEVY | Certified Financial Planner | WILMINGTON, DE | Media, PA | 2 | 19 | 1 | no |
| RENAE RANSDELL | Certified Financial Planner | WILMINGTON, DE | Northampton, MA | 2 | 18 | 6 | no |
| JACOB C FOSTER | Certified Financial Planner | WILMINGTON, DE | Mountain Brook, AL | 2 | 18 | 2 | no |
| CLARK THOMAS SCHWEITZER | Certified Financial Planner | Wayne, PA | WILMINGTON, DE | 2 | 14 | 2 | no |
| THOMAS MICHAEL ERVIN | Certified Financial Planner | WILMINGTON, DE | 2 | 14 | 1 | yes |
| Max Berger | Certified Financial Planner | WILMINGTON, DE | 2 | 10 | 2 | no |
| Peter J Hackenbrack | n/a | Wayne, PA | WILMINGTON, DE | 2 | 10 | 2 | no |
| WILLIAM ELLIOTT TORRANCE | n/a | Wayne, PA | WILMINGTON, DE | 2 | 25 | 2 | no |
| MATTHEW ROBERT STACK | Certified Financial Planner | Alpharetta, GA | WILMINGTON, DE | 2 | 18 | 3 | no |
| Tyler Robert Procacci | Chartered Financial Analyst | Wayne, PA | WILMINGTON, DE | 1 | 13 | 1 | no |
| Ashley Diane Howard | n/a | WILMINGTON, DE | 1 | 13 | n/a | no |
| JONATHAN FRANCIS CAHILL | Certified Financial Planner | WILMINGTON, DE | Wayne, PA | 0 | 10 | 2 | no |
| ROBERT GLEN BRUCE | n/a | Scottsdale, AZ | WILMINGTON, DE | 0 | 28 | 2 | no |
| SCOTT ROBERT BRUCE | Certified Financial Planner | WILMINGTON, DE | Wexford, PA | 0 | 21 | 2 | no |
| Stacey Lynn Brady | n/a | Wexford, PA | WILMINGTON, DE | 0 | 11 | 1 | no |
| ROBERT NEWTON POLLOCK | n/a | Ann Arbor, MI | WILMINGTON, DE | 0 | 40 | 2 | no |
| JAMES KERR POLLOCK | Chartered Financial Analyst | WILMINGTON, DE | Ann Arbor, MI | 0 | 33 | 3 | no |
| NICKLAUS MICHAEL AREDDY | Certified Financial Planner | Ann Arbor, MI | WILMINGTON, DE | 0 | 13 | 1 | no |
| Levi James May | n/a | Alpharetta, GA | WILMINGTON, DE | 0 | 11 | 1 | no |
| SCOTT FRANCIS LAVELLE | Chartered Financial Analyst | Wayne, PA | WILMINGTON, DE | 0 | 23 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CASH MANAGEMENT, L.P. II | Other Private Fund | $48.4M | Aug 4, 2026 | 5 | Mar 30, 2023 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Fisher, Michael, Allen | CHIEF EXECUTIVE OFFICER | A | yes | 07/2024 | Aug 4, 2026 | Aug 4, 2026 |
| LEVY, DAVID, Phillip | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2024 | Aug 4, 2026 | Aug 4, 2026 |
| LEVY, DAVID, Phillip | MANAGING MEMBER | C | yes | 07/2024 | Jun 21, 2024 | Oct 14, 2024 |
| LEVY, DAVID, Phillip | MANAGING MEMBER | D | yes | 07/2024 | Jun 21, 2024 | Oct 14, 2024 |
| ROSEN, ANDREW, SCOTT | President | C | yes | 07/2024 | Jun 21, 2024 | Oct 14, 2024 |
| ROSEN, ANDREW, SCOTT | MANAGING MEMBER | D | yes | 07/2024 | Jun 21, 2024 | Oct 14, 2024 |
| ROSEN, ANDREW, SCOTT | MANAGING MEMBER | D | yes | 07/2024 | Jun 21, 2024 | Oct 14, 2024 |
| DIVERSIFIED PENN, LLC | Owner | C | no | 07/2024 | Aug 4, 2026 | Aug 4, 2026 |
| DIVERSIFIED, LLC | Owner | C | no | 07/2024 | Aug 4, 2026 | Aug 4, 2026 |
| HILL, KYLE | SENIOR WEALTH ADVISOR/SENIOR PARTNER | B | no | 03/2025 | Aug 4, 2026 | Aug 4, 2026 |
| LaBarbera, Anthony | CHIEF OPERATING OFFICER | Na | no | 07/2024 | Aug 4, 2026 | Aug 4, 2026 |
| LAVELLE, SCOTT, FRANCIS | CHIEF INVESTMENT OFFICER | Na | no | 05/2026 | Aug 4, 2026 | Aug 4, 2026 |
| HORWATH, MICHAEL, TODD | CHIEF INVESTMENT OFFICER | Na | no | 07/2024 | Jun 21, 2024 | Oct 14, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DIVERSIFIED INSURANCE, LLC | n/a | n/a | n/a | Y | yes | n/a |
| DIVERSIFIED TAX, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Wayne | Pa | United States | 8 | no |
| Northampton | Ma | United States | 4 | no |
| MOUNTAIN BROOK | Al | United States | 2 | no |
| Alpharetta | Ga | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 22, 2026 | $2.8B | $2.7B | 53 | 34 | 10 | 1 | n/a |
| 2024 | Mar 27, 2025 | $2.1B | $2.0B | 45 | 28 | 5 | 1 | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 12 | 3 | 9 | 10.0% | 3 | 1 | 0 | 14 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.8B | $2.1B | 34.2% | n/a | n/a | 53 | 45 | 11 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2 | Jul 24, 2026 | Jul 28, 2026 | RALEIGH, NC | Team lift out | Ibd to RIA | 0.0% |
| POLLOCK INVESTMENT ADVISORS, LLC | 3 | Feb 26, 2026 | Feb 2, 2026 | ANN ARBOR, MI | Firm absorbed | RIA to RIA | 100.0% |
| GENEOS WEALTH MANAGEMENT, INC. | 3 | Dec 2, 2025 | Dec 1, 2025 | WEXFORD, PA | Team lift out | Ibd to RIA | 1.6% |
| DIVERSIFIED, LLC | 11 | Nov 4, 2024 | Aug 8, 2024 | WILMINGTON, DE | Firm absorbed | RIA to RIA | 73.3% |
| DIVERSIFIED, LLC | 3 | Nov 4, 2024 | Aug 5, 2024 | WAYNE, PA | Channel change | RIA to RIA | 20.0% |