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R•••• R• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

R•••• R• B•••••

Advisor at C•••••• L••

Roxbury, CT | ROCKFORD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9addc2ed-9897-1350-66d1-1f23467861d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• L••	Independent wealth	May 1, 2025	n/a	yes	Roxbury, CT\|ROCKFORD, IL	Current employment
G•••• J••••••• W••••• A•••••••	Independent wealth	Oct 4, 2022	Apr 29, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• J••••••• W••••• A•••••••	C•••••• L••	Apr 29, 2025	May 1, 2025	2	Firm change	RIA to RIA
Y•• W••••• A•••••••• L••	G•••• J••••••• W••••• A•••••••	Oct 5, 2022

Relationships

Registered with (5)

→ C•••••• L••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ G•••• J••••••• W••••• A•••••••Registered adviserregistration: previous registration
Oct 4, 2022 to Apr 29, 2025factForm ADV
→ Y•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2018 to Oct 5, 2022factForm ADV
→ R••••• W• B•••• • C•• I•••••••••

Dated events

Occurred
Apr 29, 2025
Advisor changed firm
R•••• R• B••••• left G•••• J••••••• W••••• A••••••• for C•••••• L•• (registered 2025-05-01)
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Advisor changed firm
R•••• R• B••••• left Y•• W••••• A•••••••• L•• for G•••• J••••••• W••••• A••••••• (registered 2022-10-04)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9addc2ed-9897-1350-66d1-1f23467861d2
First observed: Apr 13, 2001
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.