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RIA / WealthAdvisor33 years in industry

AILEEN KAY BRAGA

Advisor at CRESSET ASSET MANAGEMENT, LLC

CHICAGO, IL | San Francisco, CA

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Search this name across graphsid dfx:ria:9aebbfe5-4ebc-8752-3351-4fa1b6d61e8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESSET ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 17, 1993
First registration: Jul 8, 1997
Dual registered: no
Other names: AILEEN LOSHUERTOS
IAPD individual key: 2241901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Sep 22, 2025	n/a	yes	San Francisco, CA\|CHICAGO, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	May 28, 2024	Jul 13, 2024	no	San Francisco, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Aug 28, 2020	Jul 17, 2024	no	San Francisco, CA	Previous registration
SARATOGA RESEARCH & INVESTMENT MANAGEMENT	Independent wealth	Apr 1, 2010	Mar 18, 2021	no	SARATOGA, CA	Previous registration
MUTUAL SECURITIES, INC.	Former SEC adviser	Mar 23, 2010	Jun 17, 2010	no	SARATOGA, CA\|SARATOGA, CA\|WESTLAKE VILLAGE, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 31, 2010	no	MENLO PARK, CA\|MENLO PARK, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 1997	Jun 1, 2009	no	MENLO PARK, CA\|MENLO PARK, CA\|MENLO PARK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Jul 17, 2024	May 28, 2024	-50	Channel change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	CRESSET ASSET MANAGEMENT, LLC	Jul 13, 2024	Sep 22, 2025	436	Firm change after gap	Wirehouse to RIA
SARATOGA RESEARCH & INVESTMENT MANAGEMENT	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Mar 18, 2021	Aug 28, 2020	-202	Firm change after gap	RIA to ibd
MUTUAL SECURITIES, INC.	SARATOGA RESEARCH & INVESTMENT MANAGEMENT	Jun 17, 2010	Apr 1, 2010	-77	Firm change after gap	Other
MORGAN STANLEY	MUTUAL SECURITIES, INC.	Mar 31, 2010	Mar 23, 2010	-8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:79:CA:2024-07-08	Jul 17, 2024	May 28, 2024	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (7)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 22, 2025 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Aug 28, 2020 to Jul 17, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 28, 2024 to Jul 13, 2024factForm ADV
→ SARATOGA RESEARCH & INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 1, 2010 to Mar 18, 2021factForm ADV
→ MUTUAL SECURITIES, INC.Registered adviserregistration: previous registration
Mar 23, 2010 to Jun 17, 2010factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 31, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jul 13, 2024
Advisor changed firm
Aileen Kay Braga left J.P. Morgan Securities Llc for Cresset Asset Management, Llc (registered 2025-09-22)
Form ADVobserved 4 days ago