DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• K•• B••••

C•••••• A•••• M••••••••• L••independent RIAChicago, Il IA-onlyIAPD 2241901

Feed of 09/15/2026

Also filed as A••••• Loshuertos

At current firm

0 y

since Sep 22, 2025

In the industry

33 y

since May 17, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A•••• M••••••••• L•• independent RIA current
since Sep 22, 2025 · San Francisco, Ca
J••• M••••• S••••••••• L•• wirehouse
May 28, 2024 to Jul 13, 2024 · San Francisco, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Aug 28, 2020 to Jul 17, 2024 · San Francisco, Ca
S••••••• R••••••• • I••••••••• M••••••••• independent RIA
Apr 1, 2010 to Mar 18, 2021 · S•••••••, Ca
M••••• S••••••••• I••• former
Mar 23, 2010 to Jun 17, 2010 · S•••••••, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Mar 31, 2010 · Menlo Park, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 8, 1997 to Jun 1, 2009 · Menlo Park, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Jul 17, 2024, registered May 28, 2024 (-50 days) · channel change inside one enterprise, not a move · moved with a team
J••• M••••• S••••••••• L•• to C•••••• A•••• M••••••••• L••
left Jul 13, 2024, registered Sep 22, 2025 (436 days) · Wirehouse to independent RIA
S••••••• R••••••• • I••••••••• M••••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Mar 18, 2021, registered Aug 28, 2020 (-202 days) · RIA to affiliated broker-dealer or bank
M••••• S••••••••• I••• to S••••••• R••••••• • I••••••••• M•••••••••
left Jun 17, 2010, registered Apr 1, 2010 (-77 days) · Other
M••••• S•••••• to M••••• S••••••••• I•••
left Mar 31, 2010, registered Mar 23, 2010 (-8 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

A••••• K•• B•••• left J••• M••••• S••••••••• L•• for C•••••• A•••• M••••••••• L•• (registered 2025-09-22)
Jul 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address