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Advisor at GREAT VALLEY ADVISOR GROUP, LLC
Brookfield, WI | BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREAT VALLEY ADVISOR GROUP, LLC | Independent wealth | Nov 17, 2017 | n/a | yes | Brookfield, WI|BERWYN, PA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 15, 2013 | Oct 17, 2017 | no | WAUWATOSA, WI|Brookfield, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | GREAT VALLEY ADVISOR GROUP, LLC | Oct 17, 2017 | Nov 17, 2017 | 31 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5685:123913:WI:2017-10-17 | Oct 17, 2017 | Nov 17, 2017 | BROOKFIELD, WI | Firm change |