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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

PRITZKER ALTERNATIVE STRATEGIES

PRITZKER ALTERNATIVE STRATEGIES LP, CRD 333671

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b0468fd-1ae1-1f83-67d0-0cb8f8b01e25

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 2
Observed: Jul 28, 2025 to Aug 13, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Pritzker Alternative Strategies

Private equity manager · shared crd

Independent Sponsorsidentity

Pritzker Alternative Strategies

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $378MItem 5.F on the latest filing (2026-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-133978
CRD: 333671
Filings on the tape: 5
First filed: Jul 28, 2025
Latest filed: Aug 13, 2026
Organised: Limited Partnership, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPINE PT COMPANY	TRUSTEE OF SPENCER TRUST 2	D	yes	12/2015	Aug 13, 2026	Aug 13, 2026
CARBONE, PAUL, JOHN	President	Na	yes	12/2023	Aug 13, 2026	Aug 13, 2026
OTTO, SHANNA, MADELINE	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND PARTNER	Na	yes	06/2024	Aug 13, 2026	Aug 13, 2026
PAS UGP LLC	GENERAL PARTNER	Na	yes	12/2023	Aug 13, 2026	Aug 13, 2026
PRITZKER, ANTHONY, NICHOLAS	Chairman	Na	yes	12/2023	Aug 13, 2026	Aug 13, 2026
REPOSTE LLC	LIMITED PARTNER	C	yes	04/2024	Aug 13, 2026	Aug 13, 2026
SPENCER TRUST 2 DATED JANUARY	LIMITED PARTNER	D	yes	12/2023	Aug 13, 2026	Aug 13, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$378M	$378M	7	6	0	1	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$378M	n/a	n/a	n/a	n/a	7	n/a	0	n/a

Relationships

Controls (7)

← REPOSTE LLCOwnerLIMITED PARTNER, ownership code C, domestic entity
Aug 13, 2026 to presentfactForm ADV
← OTTO, SHANNA, MADELINEOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND PARTNER, ownership code NA, individual
Aug 13, 2026 to presentfactForm ADV
← PRITZKER, ANTHONY, NICHOLASOwnerCHAIRMAN, ownership code NA, individual
Aug 13, 2026 to presentfactForm ADV
← PAS UGP LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Aug 13, 2026 to presentfactForm ADV
← ALPINE PT COMPANYOwnerTRUSTEE OF SPENCER TRUST 2, ownership code D, domestic entity
Aug 13, 2026 to presentfactForm ADV
← CARBONE, PAUL, JOHNOwnerPRESIDENT, ownership code NA, individual
Aug 13, 2026 to presentfactForm ADV
← SPENCER TRUST 2 DATED JANUARYOwnerLIMITED PARTNER, ownership code D, domestic entity
Aug 13, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b0468fd-1ae1-1f83-67d0-0cb8f8b01e25
First observed: Jul 28, 2025
Last observed: Aug 13, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRITZKER ALTERNATIVE STRATEGIES

PRITZKER ALTERNATIVE STRATEGIES LP, CRD 333671

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b0468fd-1ae1-1f83-67d0-0cb8f8b01e25

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPINE PT COMPANY

TRUSTEE OF SPENCER TRUST 2

yes

12/2015

Aug 13, 2026

CARBONE, PAUL, JOHN

President

yes

12/2023

Aug 13, 2026

OTTO, SHANNA, MADELINE

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND PARTNER

yes

06/2024

Aug 13, 2026

PAS UGP LLC

GENERAL PARTNER

yes

12/2023

Aug 13, 2026

PRITZKER, ANTHONY, NICHOLAS

Chairman

yes

12/2023

Aug 13, 2026

REPOSTE LLC

LIMITED PARTNER

yes

04/2024

Aug 13, 2026

SPENCER TRUST 2 DATED JANUARY

LIMITED PARTNER

yes

12/2023

Aug 13, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$378M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$378M

n/a