DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• A••••••••• S•••••••••
Legal name P••••••• A••••••••• S••••••••• L•
Latest filing Aug 13, 2026
First filing on the tape Jul 28, 2025 · 5 filings
SEC status approved since Jul 30, 2025
RAUM
$378M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$378M as of Aug 13, 2026
Jul 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 13, 2026
Jul 28, 20250 then
Employees (5.A)7 as of Aug 13, 2026
Jul 28, 20257 then
Private funds1 as of Aug 13, 2026
Nov 24, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $378MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$378M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• P•••• J••• · Presidentcontrolsince 12/2023 · owns less than 5%
- O•••• S•••••• M••••••• · Chief Compliance Officer, Chief Operating Officer And Partnercontrolsince 06/2024 · owns less than 5%
- P•••••••• A••••••• N••••••• · Chairmancontrolsince 12/2023 · owns less than 5%
Entity owners
- A••••• P• C•••••• · Trustee Of S•••••• Trust 2direct · owns 50% to 75%
- P•• U•• L•• · General Partnerdirect · owns less than 5%
- R•••••• L•• · Limited Partnerdirect · owns 25% to 50%
- S•••••• T•••• 2• D•••• J•••••• · Limited Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $334M to $378MNov 24, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $334M to $378MNov 24, 2025 to Mar 25, 2026
- RAUM · $334M to $378MNov 24, 2025 to Mar 25, 2026
- Accounts · 0 to 1Jul 28, 2025 to Nov 24, 2025
- Advisory activities · 2 to 1Jul 28, 2025 to Nov 24, 2025
- Pooled vehicle clients · unset to 1.0Jul 28, 2025 to Nov 24, 2025
- Assets in custody · unset to 0.0Jul 28, 2025 to Nov 24, 2025
- Custody of client assets · false to trueJul 28, 2025 to Nov 24, 2025
- Private funds · unset to 1Jul 28, 2025 to Nov 24, 2025
- Discretionary RAUM · $0 to $334MJul 28, 2025 to Nov 24, 2025
- Pooled vehicle RAUM · unset to 333635415.0Jul 28, 2025 to Nov 24, 2025
- RAUM · $0 to $334MJul 28, 2025 to Nov 24, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- P••••••• A••••••••• S••••••••• · Independent Sponsorsshared crd · capital_provider
- P••••••• A••••••••• S••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- pritzker-pas.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-447-6087reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026