DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at VOYA FINANCIAL ADVISORS, INC.
TACOMA, WA | REDWOOD CITY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 25, 2023 | n/a | yes | REDWOOD CITY, CA|TACOMA, WA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 26, 2022 | Dec 22, 2022 | no | San Mateo, CA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 27, 2009 | Feb 9, 2023 | no | PALO ALTO, CA|SAN FRANCISCO, CA|San Mateo, CA|SAN MATEO, CA|Menlo Park, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 27, 2009 | Oct 14, 2022 | no | Menlo Park, CA|SAN FRANCISCO, CA|San Mateo, CA|Menlo Park, CA | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 23, 2006 | Feb 9, 2009 | no | JERSEY CITY, NJ|JERSEY CITY, NJ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Dec 7, 1999 | Jun 15, 2006 | no | IRVINE, CA|Irvine, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Feb 9, 2023 | Jan 26, 2022 | -379 | Channel change | RIA to ibd |
| CHARLES SCHWAB & CO., INC. | VOYA FINANCIAL ADVISORS, INC. | Dec 22, 2022 | Jul 25, 2023 | 215 | Firm change | Ibd to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 14, 2022 | Apr 27, 2009 | -4,918 | Bulk transfer | Other |
| E*TRADE CAPITAL MANAGEMENT, LLC | TD AMERITRADE, INC. | Feb 9, 2009 | Apr 27, 2009 | 77 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Jun 15, 2006 | Oct 23, 2006 | 130 | Firm change | Other |