A•••• G••• R••

Advisor at S••••• A••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b0e91e6-d30e-803e-fcf3-9344521eaa40

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• I•••	Bd affiliated wealth	Dec 14, 2018	n/a	yes	MADISON, MS\|NAUVOO, AL\|BIRMINGHAM, AL	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Feb 9, 2009	Dec 31, 2018	no	RIDGELAND, MS

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	S••••• A••••••• I•••	Dec 31, 2018	Dec 14, 2018	-17	Firm change	Ibd to ibd
B••••••••• I••••••••• S•••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Feb 9, 2009	Feb 9, 2009

Relationships

Registered with (3)

→ S••••• A••••••• I•••Registered adviserregistration: current employment
Dec 14, 2018 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Feb 9, 2009 to Dec 31, 2018factForm ADV
→ B••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2004 to Feb 9, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b0e91e6-d30e-803e-fcf3-9344521eaa40
First observed: Jan 6, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.