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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BANCORPSOUTH INVESTMENT SERVICES, INC.

CRD 46259

JACKSON, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c5fe33c-9041-6e2e-ac8b-316f4d4560dd

Data as of Jun 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2012 to Jun 12, 2012
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $20.8MItem 5.F on the latest filing (2012-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 59
SEC number: 801-57922
CRD: 46259
Filings on the tape: 7
First filed: Jan 4, 2012
Latest filed: Jun 12, 2012
Organised: Corporation, Mississippi

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANCORPSOUTH BANK	Owner	E	yes	08/1998	Jan 4, 2012	Jun 12, 2012
BANCORPSOUTH INC.	Owner	E	yes	07/1982	Jan 4, 2012	Jun 12, 2012
HOWARD, THOMAS VERNON	President	Na	yes	12/2005	Jan 4, 2012	Jun 12, 2012
SMOTHERS, MICHELLE MICHIKO	Finop	Na	yes	08/2005	Jan 4, 2012	Jun 12, 2012
THREADGILL, W JAMES	Director	Na	yes	04/2002	Jan 4, 2012	Jun 12, 2012
WALKER, MARCIA COLE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2008	Jan 4, 2012	Jun 12, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Auburn	Al	United States	n/a	no
FORT SMITH	Ar	United States	n/a	no
Monroe	La	United States	n/a	no
Shreveport	La	United States	n/a	no
Gulfport	Ms	United States	n/a	no
Hattiesburg	Ms	United States	n/a	no
OLIVE BRANCH	Ms	United States	n/a	no
Oxford	Ms	United States	n/a	no
Tupelo	Ms	United States	n/a	no
Jackson	Tn	United States	n/a	no
Memphis	Tn	United States	n/a	no
Texarkana	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 4, 2012	$20.8M	$20.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$20.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (6)

← HOWARD, THOMAS VERNONOwnerPRESIDENT, ownership code NA, individual
Jan 4, 2012 to presentfactForm ADV
← SMOTHERS, MICHELLE MICHIKOOwnerFINOP, ownership code NA, individual
Jan 4, 2012 to presentfactForm ADV
← THREADGILL, W JAMESOwnerDIRECTOR, ownership code NA, individual
Jan 4, 2012 to presentfactForm ADV
← WALKER, MARCIA COLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 4, 2012 to presentfactForm ADV
← BANCORPSOUTH BANKOwnerOWNER, ownership code E, domestic entity
Jan 4, 2012 to presentfactForm ADV
← BANCORPSOUTH INC.OwnerOWNER, ownership code E, domestic entity
Jan 4, 2012 to presentfactForm ADV

Registered with (17)

← ROBERT GRANBERRY TATUMAdvisorregistration: previous registration
Dec 31, 2001 to Dec 9, 2013factForm ADV
← CHRISTIAN HARVEY JOHNSTONAdvisorregistration: previous registration
Jul 3, 2002 to Dec 2, 2013factForm ADV
← Michael Glenn ChandlerAdvisorregistration: previous registration
May 1, 2012 to Dec 2, 2013factForm ADV
← JOHN NEWAdvisorregistration: previous registration
Aug 18, 2005 to Dec 2, 2013factForm ADV
← DANIEL LEE JONESAdvisorregistration: previous registration
Apr 30, 2003 to Dec 2, 2013factForm ADV
← MARY RENEE HOLCOMBAdvisorregistration: previous registration
Apr 30, 2008 to Dec 2, 2013factForm ADV
← GEORGE BRADLEY MOOREAdvisorregistration: previous registration
May 13, 2008 to Dec 2, 2013factForm ADV
← SHANNON LOUISE LUSKAdvisorregistration: previous registration
Nov 30, 2012 to Dec 2, 2013factForm ADV
← BRENDA S DOZIERAdvisorregistration: previous registration
Mar 1, 2010 to Nov 8, 2013factForm ADV
← CHARLES RAY COUNCEAdvisorregistration: previous registration
Mar 11, 2010 to Jan 4, 2013factForm ADV
← KEITH SCOTT GARRETTAdvisorregistration: previous registration
Aug 11, 2010 to Aug 10, 2011factForm ADV
← James Ashley RenfroeAdvisorregistration: previous registration
Sep 30, 2009 to Mar 18, 2011factForm ADV
← KAREN SHOEMAKER HOWELLAdvisorregistration: previous registration
Oct 12, 2006 to Nov 25, 2009factForm ADV
← CAROLINE RUFF BURNSAdvisorregistration: previous registration
Mar 16, 2006 to Oct 5, 2009factForm ADV
← AUDIE GEAN REAAdvisorregistration: previous registration
Jan 6, 2004 to Feb 9, 2009factForm ADV
← MICHAEL STARR CAPUTOAdvisorregistration: previous registration
Jan 6, 2004 to May 21, 2008factForm ADV
← THOMAS WILLIAM HICKMANAdvisorregistration: previous registration
Jan 17, 2007 to Mar 25, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c5fe33c-9041-6e2e-ac8b-316f4d4560dd
First observed: Jan 4, 2012
Last observed: Jun 12, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BANCORPSOUTH INVESTMENT SERVICES, INC.

CRD 46259

JACKSON, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c5fe33c-9041-6e2e-ac8b-316f4d4560dd

Data as of Jun 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANCORPSOUTH BANK

Owner

yes

08/1998

Jan 4, 2012

Jun 12, 2012

BANCORPSOUTH INC.

Owner

yes

07/1982

Jan 4, 2012

Jun 12, 2012

HOWARD, THOMAS VERNON

President

yes

12/2005

Jan 4, 2012

Jun 12, 2012

SMOTHERS, MICHELLE MICHIKO

Finop

yes

08/2005

Jan 4, 2012

Jun 12, 2012

THREADGILL, W JAMES

Director

yes

04/2002

Jan 4, 2012

Jun 12, 2012

WALKER, MARCIA COLE

CHIEF COMPLIANCE OFFICER

yes

03/2008

Jan 4, 2012

Jun 12, 2012

City

State

Country

Employees

Also broker-dealer

Auburn

United States

n/a

FORT SMITH

United States

n/a

Monroe

United States

n/a

Shreveport

United States

n/a

Gulfport

United States

n/a

Hattiesburg

United States

n/a

OLIVE BRANCH

United States

n/a

Oxford

United States

n/a

Tupelo

United States

n/a

Jackson

United States

n/a

Memphis

United States

n/a

Texarkana

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jan 4, 2012

$20.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$20.8M

n/a