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Advisor at EQ WEALTH MANAGEMENT
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQ WEALTH MANAGEMENT | Independent wealth | Mar 7, 2018 | n/a | yes | BELLEVUE, WA | Current employment |
| CAPITAL PLANNING, LLC | Independent wealth | Jan 22, 2014 | Apr 9, 2018 | no | BELLEVUE, WA | Previous registration |
| CAPITAL PLANNING CORP | Former SEC adviser | Dec 14, 2004 | Jan 27, 2014 | no | BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 20, 2002 | Dec 16, 2002 | no | TUKWILA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL PLANNING, LLC | EQ WEALTH MANAGEMENT | Apr 9, 2018 | Mar 7, 2018 | -33 | Firm change after gap | RIA to new firm |
| CAPITAL PLANNING CORP | CAPITAL PLANNING, LLC | Jan 27, 2014 | Jan 22, 2014 | -5 | Channel change | Other |
| LPL FINANCIAL LLC | CAPITAL PLANNING CORP | Dec 16, 2002 | Dec 14, 2004 | 729 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169470:291033:WA:2018-04-09 | Apr 9, 2018 | Mar 7, 2018 | BELLEVUE, WA | Firm change after gap |