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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EQ WEALTH MANAGEMENT

EQ, LLC, CRD 291033

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cba2727-152a-47e3-e5d1-6969490d0eae

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Nov 27, 2017 to Apr 29, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $942MItem 5.F on the latest filing (2026-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $717M
Private client RAUM: $940MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $105Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 8
Offices: 11Schedule D 1.F, beyond the principal office
Accounts: 2,476
Individual clients: 156
High net worth clients: 369
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $40.2M
SEC number: 801-112224
CIK: 1757605
CRD: 291033
Filings on the tape: 26
First filed: Nov 27, 2017
Latest filed: Apr 29, 2026
Organised: Limited Liability Company, WA
Website: eqwm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL JOHN VARGA	n/a	Issaquah, WA \| BELLEVUE, WA	8	25	4	no
JOHN MICHAEL QUIGLEY	Certified Financial Planner	BELLEVUE, WA	8	31	3	no
STEPHEN PATRICK EMANUELS	Certified Financial Planner\|Personal Financial Specialist	BELLEVUE, WA \| Bellevue, WA	8	27	3	no
NATHAN EVAN TEPP	Certified Financial Planner	Seattle, WA \| BELLEVUE, WA	6	12	2	no
Jamika Symone Parker	Certified Financial Planner	BELLEVUE, WA \| Kent, WA	6	11	n/a	no
AUDREA JANE SULLIVAN	n/a	BELLEVUE, WA \| Denver, CO	2	10	n/a	no
COURTNEY O'KELLY HANRAHAN	Certified Financial Planner	Edmonds, WA \| BELLEVUE, WA	2	15	2	no
MICHAEL OKAMOTO	Certified Financial Planner	Bellingham, WA \| BELLEVUE, WA	2	12	2	no
Sarah Andrews Emanuels	n/a	BELLEVUE, WA \| New York, NY	2	11	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EQ INCOME FUND 1, LLC.	Other Private Fund	$27.6M	Apr 29, 2026	76	May 15, 2024	reported	021-401962

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMANUELS, STEPHEN, PATRICK	MANAGING MEMBER	D	yes	11/2017	Apr 29, 2026	Apr 29, 2026
QUIGLEY, JOHN, MICHAEL	MANAGING MEMBER/CCO	D	yes	11/2017	Apr 29, 2026	Apr 29, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AXIOM-WEST LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bellevue	Wa	United States	8	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$942M	$717M	15	8	11	1	n/a
2024	Apr 22, 2025	$723M	$544M	13	8	11	1	n/a
2023	Mar 28, 2024	$594M	$438M	11	6	5	n/a	n/a
2022	Mar 28, 2023	$458M	$327M	10	8	1	n/a	n/a
2021	Mar 15, 2022	$487M	$356M	9	6	0	n/a	n/a
2020	Mar 23, 2021	$369M	$272M	5	5	0	n/a	n/a
2019	Mar 25, 2020	$273M	$192M	5	4	0	n/a	n/a
2018	Mar 28, 2019	$203M	$188M	4	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$942M	$723M	30.3%	$458M	27.2%	15	13	11	11

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITAL PLANNING, LLC	3	Apr 9, 2018	Mar 7, 2018	BELLEVUE, WA	Team lift out	RIA to new firm	37.5%

Relationships

Registered with (10)

← Sarah Andrews EmanuelsAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← MICHAEL OKAMOTOAdvisorregistration: current employment
Jun 28, 2024 to presentfactForm ADV
← COURTNEY O'KELLY HANRAHANAdvisorregistration: current employment
Jun 5, 2024 to presentfactForm ADV
← AUDREA JANE SULLIVANAdvisorregistration: current employment
Nov 28, 2023 to presentfactForm ADV
← Jamika Symone ParkerAdvisorregistration: current employment
Jun 4, 2020 to presentfactForm ADV
← NATHAN EVAN TEPPAdvisorregistration: current employment
Jan 6, 2020 to presentfactForm ADV
← JOHN MICHAEL QUIGLEYAdvisorregistration: current employment
Mar 7, 2018 to presentfactForm ADV
← STEPHEN PATRICK EMANUELSAdvisorregistration: current employment
Mar 7, 2018 to presentfactForm ADV
← MICHAEL JOHN VARGAAdvisorregistration: current employment
Feb 5, 2018 to presentfactForm ADV
← Tanner McMahonAdvisorregistration: previous registration
Dec 4, 2018 to Jan 2, 2020factForm ADV

Advises (1)

→ EQ INCOME FUND 1, LLC.Private fundOther Private Fund, IA
May 15, 2024 to presentfactForm ADV

Controls (2)

← QUIGLEY, JOHN, MICHAELOwnerMANAGING MEMBER/CCO, ownership code D, individual
Nov 27, 2017 to Jun 25, 2024factForm ADV
← EMANUELS, STEPHEN, PATRICKOwnerMANAGING MEMBER, ownership code D, individual
Nov 27, 2017 to Jun 25, 2024factForm ADV

Moved with (1)

← CAPITAL PLANNING, LLCRegistered adviser3 advisors, team lift out, same day
Apr 9, 2018 to Mar 7, 2018factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
Eq Wealth Management reported RAUM $941.7M, up 30% from $723.0M (2026-01-13 to 2026-03-30)
Form ADVobserved 4 days ago
$219M
Occurred
Mar 28, 2024
Regulatory AUM changed
Eq Wealth Management reported RAUM $593.7M, up 30% from $458.1M (2023-11-08 to 2024-03-28)
Form ADVobserved 4 days ago
$136M
Occurred
Mar 15, 2022
Regulatory AUM changed
Eq Wealth Management reported RAUM $486.9M, up 32% from $368.9M (2022-01-21 to 2022-03-15)
Form ADVobserved 4 days ago
$118M
Occurred
Nov 27, 2017
First Form ADV filing
Eq Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Apr 22, 2025
Eq Wealth Management reported 11 offices beyond its principal office, up from 5 (2024-06-25 to 2025-04-22)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cba2727-152a-47e3-e5d1-6969490d0eae
First observed: Nov 27, 2017
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EQ WEALTH MANAGEMENT

EQ, LLC, CRD 291033

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cba2727-152a-47e3-e5d1-6969490d0eae

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL JOHN VARGA

n/a

Issaquah, WA | BELLEVUE, WA

JOHN MICHAEL QUIGLEY

Certified Financial Planner

BELLEVUE, WA

STEPHEN PATRICK EMANUELS

Certified Financial Planner|Personal Financial Specialist

BELLEVUE, WA | Bellevue, WA

NATHAN EVAN TEPP

Certified Financial Planner

Seattle, WA | BELLEVUE, WA

Jamika Symone Parker

Certified Financial Planner

BELLEVUE, WA | Kent, WA

n/a

AUDREA JANE SULLIVAN

n/a

BELLEVUE, WA | Denver, CO

n/a

COURTNEY O'KELLY HANRAHAN

Certified Financial Planner

Edmonds, WA | BELLEVUE, WA

MICHAEL OKAMOTO

Certified Financial Planner

Bellingham, WA | BELLEVUE, WA

Sarah Andrews Emanuels

n/a

BELLEVUE, WA | New York, NY

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EQ INCOME FUND 1, LLC.

Other Private Fund

$27.6M

Apr 29, 2026

May 15, 2024

reported

021-401962

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMANUELS, STEPHEN, PATRICK

MANAGING MEMBER

yes

11/2017

Apr 29, 2026

QUIGLEY, JOHN, MICHAEL

MANAGING MEMBER/CCO

yes

11/2017

Apr 29, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AXIOM-WEST LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Bellevue

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$942M

$717M

n/a

2024

Apr 22, 2025

$723M

$544M

n/a

2023

Mar 28, 2024

$594M

$438M

n/a

2022

Mar 28, 2023

$458M

$327M

n/a

2021

Mar 15, 2022

$487M

$356M

n/a

2020

Mar 23, 2021

$369M

$272M

n/a

2019

Mar 25, 2020

$273M

$192M

n/a

2018

Mar 28, 2019

$203M

$188M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$942M

$723M

30.3%

$458M

27.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITAL PLANNING, LLC

Apr 9, 2018

Mar 7, 2018

BELLEVUE, WA

Team lift out

RIA to new firm

37.5%