R•••••• R• R•••

Advisor at F•••••••• R•••••••• G••••• L••

GLASTONBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b5328a3-133e-724f-93f3-00ab908f103b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• R•••••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• R•••••••• G••••• L••	State registered	Sep 4, 2018	n/a	yes	GLASTONBURY, CT	Current employment
O•••• F•• I•••	Former SEC adviser	Sep 2, 2003	Aug 30, 2018	no	GLASTONBURY, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	F•••••••• R•••••••• G••••• L••	Aug 30, 2018	Sep 4, 2018	5	Firm change	Ibd to state RIA
I••••••••• A••••••• G•••• C•••	O•••• F•• I•••	Dec 22, 2016	Sep 2, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
3870:293380:CT:2018-08-29	Aug 30, 2018	Sep 4, 2018	GLASTONBURY, CT	Firm change

Relationships

Registered with (3)

→ F•••••••• R•••••••• G••••• L••Registered adviserregistration: current employment
Sep 4, 2018 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Sep 2, 2003 to Aug 30, 2018factForm ADV
→ I••••••••• A••••••• G•••• C•••Registered adviserregistration: previous registration
Mar 17, 1997 to Dec 22, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b5328a3-133e-724f-93f3-00ab908f103b
First observed: Mar 17, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.