DFX Intelligence

F•••••••• R•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

F•••••••• R•••••••• G••••• L••

CRD 293380

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:b8122474-1525-3197-ca23-10cc8e18ddb6

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2026 to Feb 26, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $89.3M••• Locked
Discretionary RAUM: $84.8M
Private client RAUM: $89.3Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• R• R•••	Certified Financial Planner	GLASTONBURY, CT	8	39	2	no
M••• A• P••••	n/a	GLASTONBURY, CT	7	28

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
O•••• F•• I•••	2	Aug 29, 2018	Oct 18, 2018	GLASTONBURY, CT	Team lift out	Ibd to state RIA	0.6%

Relationships

Registered with (4)

← N••••••• E••••• B•••••Advisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← M••• A• P••••Advisorregistration: current employment
Oct 18, 2018 to presentfactForm ADV
← R•••••• R• R•••Advisorregistration: current employment
Sep 4, 2018 to presentfactForm ADV
← STEPHEN GREGORY JORDAN

Dated events

Occurred
Sep 21, 2023
Advisor changed firm
Stephen Gregory Jordan left F•••••••• R•••••••• G••••• L•• for Alchemi Wealth, Llc (registered 2023-09-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8122474-1525-3197-ca23-10cc8e18ddb6
First observed: Feb 26, 2026
Last observed: Feb 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.