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Advisor at PRIVATE ADVISOR GROUP, LLC
Waunakee, WI | MIDDLETON, WI | WAUNAKEE, WI | MORRISTOWN, NJ | Middleton, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Nov 11, 2014 | n/a | yes | MORRISTOWN, NJ|Waunakee, WI|Middleton, WI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 30, 2010 | n/a | yes | MIDDLETON, WI|WAUNAKEE, WI | Current employment |
| NRP ADVISORS, INC. | n/a | Aug 1, 2008 | Nov 30, 2010 | no | MADISON, WI | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Aug 6, 2008 | no | MADISON, WI | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 4, 2005 | Apr 2, 2007 | no | MADISON, WI|MADISON, WI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 4, 2004 | Mar 14, 2005 | no | KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NRP ADVISORS, INC. | LPL FINANCIAL LLC | Nov 30, 2010 | Nov 30, 2010 | 0 | Bulk transfer | Other |
| MORGAN STANLEY & CO. LLC | NRP ADVISORS, INC. | Aug 6, 2008 | Aug 1, 2008 | -5 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY DW INC. | Mar 14, 2005 | Mar 4, 2005 | -10 | Firm change | Other |