DFX Intelligence

C••••• B••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

C••••• B••••• L••••••••

Advisor at S•••••• I••••••••• M••••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• M••••••••• L••	Independent wealth	Aug 28, 2025	n/a	yes	FRUITLAND PARK, FL\|ALTAMONTE SPRINGS, FL\|The Villages, FL	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 30, 2018	Dec 26, 2019	no	THE VILLAGES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	S•••••• I••••••••• M••••••••• L••	Dec 26, 2019	Aug 28, 2025	2,072	Firm change after gap	Ibd to RIA
C•••••••• F•••••••• G•••• A•••••••	C••••• A••••••• L••	Feb 26, 2018	Jan 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
10299:305961:FL:2019-12-12	Dec 26, 2019	Aug 28, 2025	THE VILLAGES, FL	Firm change after gap

Relationships

Registered with (3)

→ S•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 30, 2018 to Dec 26, 2019factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Sep 20, 2013 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 20, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.