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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MITCHELL, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 19, 2015 | n/a | yes | MITCHELL, SD | Current employment |
| FIRST NATIONAL CAPITAL MARKETS, INC. | Former SEC adviser | Jun 3, 2010 | Jun 18, 2015 | no | MITCHELL, SD | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Feb 5, 2010 | Jun 2, 2010 | no | MITCHELL, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST NATIONAL CAPITAL MARKETS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 18, 2015 | Jun 19, 2015 | 1 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | FIRST NATIONAL CAPITAL MARKETS, INC. | Jun 2, 2010 | Jun 3, 2010 | 1 | Firm change | Other |