DFX Intelligence

A•••• S•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

A•••• S•••• W•••••

Advisor at W••••• W••••• M••••••••• C••••

CONYNGHAM, PA

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Search this name across graphsid dfx:ria:9b6e8e9f-c7de-f497-afa7-191528c2e9ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• W••••• M••••••••• C••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• W••••• M••••••••• C••••	Independent wealth	Sep 12, 2023	n/a	yes	CONYNGHAM, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 8, 2010	Oct 19, 2023	no	SUGARLOAF, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W••••• W••••• M••••••••• C••••	Oct 19, 2023	Sep 12, 2023	-37	Firm change after gap	Wirehouse to RIA
J••••• M••••••••• S•••• L••	W•••• F•••• A•••••••	Jan 14, 2010	Jan 8, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:324196:PA:2023-10-19	Oct 19, 2023	Sep 12, 2023	SUGARLOAF, PA	Firm change after gap

Relationships

Registered with (3)

→ W••••• W••••• M••••••••• C••••Registered adviserregistration: current employment
Sep 12, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 8, 2010 to Oct 19, 2023factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Jun 29, 2006 to Jan 14, 2010factForm ADV

Dated events

Occurred
Oct 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b6e8e9f-c7de-f497-afa7-191528c2e9ad
First observed: Jun 29, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.