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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

PAUL LAWRENCE FOWLER

Advisor at MOORS & CABOT, INC

Annapolis, MD

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Search this name across graphsid dfx:ria:9b7719e7-cf30-fd1a-17c4-83cb377c4458

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOORS & CABOT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 15, 1983
First registration: Sep 22, 2006
Dual registered: yes, broker-dealer
Other names: PAUL LAWRENCE (JR) FOWLER
IAPD individual key: 1092715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOORS & CABOT, INC	Bd affiliated wealth	Apr 23, 2019	n/a	yes	Annapolis, MD	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 12, 2016	Mar 11, 2019	no	WASHINGTON, DC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 19, 2009	Aug 23, 2016	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Feb 13, 2009	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 22, 2006	Apr 2, 2007	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MOORS & CABOT, INC	Mar 11, 2019	Apr 23, 2019	43	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Aug 23, 2016	Aug 12, 2016	-11	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Feb 13, 2009	Feb 19, 2009	6	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:19616:DC:2016-08-23	Aug 23, 2016	Aug 12, 2016	WASHINGTON, DC	Firm change

Relationships

Registered with (5)

→ MOORS & CABOT, INCRegistered adviserregistration: current employment
Apr 23, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 12, 2016 to Mar 11, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 19, 2009 to Aug 23, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Feb 13, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 22, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.