DFX Intelligence

E••• H••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

E••• H••••• L•••

Advisor at P•••••••• W••••• P•••••••• L••

AUSTIN, TX | CLAYTON, MO

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Search this name across graphsid dfx:ria:9b8aeea8-0ab3-4279-acbd-7613c1151242

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 12, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• P•••••••• L••	Independent wealth	Feb 18, 2025	n/a	yes	AUSTIN, TX\|CLAYTON, MO	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 15, 2024	Nov 13, 2024	no	NEW BRAUNFELS, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P•••••••• W••••• P•••••••• L••	Nov 13, 2024	Feb 18, 2025	97	Firm change	Ibd to RIA
D••••••••• F••• A••••••• L•	C••••• I••••••••• A••••••• L••	Feb 22, 2024	Feb 15, 2024

Relationships

Registered with (3)

→ P•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Feb 18, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 15, 2024 to Nov 13, 2024factForm ADV
→ D••••••••• F••• A••••••• L•Registered adviserregistration: previous registration
Oct 12, 2015 to Feb 22, 2024factForm ADV

Dated events

Occurred
Nov 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b8aeea8-0ab3-4279-acbd-7613c1151242
First observed: Oct 12, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.