DFX Intelligence

M•••••• J••••• Z•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• J••••• Z•••

Advisor at E•••••••• A•••••••• L••

JOHNSTOWN, PA

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Search this name across graphsid dfx:ria:9b8c9c6b-98ef-4182-f362-04c2bc7f48f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Jul 26, 2021	n/a	yes	JOHNSTOWN, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 14, 2016	Jun 11, 2021	no	Johnstown, PA\|JOHNSTOWN, PA\|JOHNSTOWN, PA\|JOHNSTOWN, PA\|DERRY, PA\|NANTY GLO, PA\|SEWARD, PA\|SOMERSET, PA\|JOHNSTOWN, PA\|JOHNSTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E•••••••• A•••••••• L••	Jun 11, 2021	Jul 26, 2021	45	Firm change	Ibd to ibd
M•• F•••••••• S•••••••• I•••	L•• F•••••••• L••	Oct 21, 2016	Oct 14, 2016

Relationships

Registered with (4)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 26, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2016 to Jun 11, 2021factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2007 to Oct 21, 2016factForm ADV
→ M•••••• I••••••••• F••• S••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b8c9c6b-98ef-4182-f362-04c2bc7f48f2
First observed: Mar 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.