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Registered advisor
M•••••• J••••• Z•••
Feed of 09/14/2026
Also filed as M•••••• Z•••
At current firm
5 y
since Jul 26, 2021
In the industry
23 y
since Jan 23, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jul 26, 2021 · Johnstown, Pa
- L•• F•••••••• L•• BD affiliatedOct 14, 2016 to Jun 11, 2021 · Johnstown, Pa
- M•• F•••••••• S•••••••• I••• formerNov 5, 2007 to Oct 21, 2016 · Baltimore, Md
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedMar 25, 2004 to Mar 14, 2005 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to E•••••••• A•••••••• L••left Jun 11, 2021, registered Jul 26, 2021 (45 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 21, 2016, registered Oct 14, 2016 (-7 days) · Other
- M•••••• I••••••••• F••• S••••••• L•• to M•• F•••••••• S•••••••• I•••left Mar 14, 2005, registered Nov 5, 2007 (966 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address