This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 25, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jul 25, 2011

First registration

Dec 20, 2011

Dual registered

yes, broker-dealer

Other names

STEVEN MICHALKOWSKI|STEVEN MICHALKOWSKI|STEVEN W MICHALKOWSKI

IAPD individual key

5909624

• Occurred

  Sep 18, 2026
  Advisor changed firm

  Steven Michalkowski left UBS Financial Services Inc. for Benjamin F. Edwards & Company, Incorporated (registered 2026-09-10)

  Form ADVobserved yesterday
• Occurred

  May 24, 2022
  Advisor changed firm

  Steven Michalkowski left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ubs Financial Services Inc. (registered 2022-05-24)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9b8ee1c5-077f-cef3-8ab7-1c77ccc9b99e

First observed

Dec 20, 2011

Last observed

Sep 19, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.