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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CS CAPITAL MANAGEMENT INC

CRD 106328

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b9af547-7392-8720-e716-4ab3048caf03

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $229MItem 5.F on the latest filing (2015-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $223M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 6
Accounts: 1,082
SEC number: 801-42434
CRD: 106328
Filings on the tape: 7
First filed: Mar 30, 2012
Latest filed: Mar 31, 2015
Organised: Corporation, Indiana

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARANDANG, ROEL, SISON	SEC/TRES	D	yes	12/1993	Mar 30, 2012	Mar 31, 2015
SURENKAMP, RAYMOND, MICHAEL	President	D	yes	12/1993	Mar 30, 2012	Mar 31, 2015
SCHRODER, TAMMIE, SUE	CHIEF COMPLIANCE OFFICER	Na	no	10/2004	Mar 30, 2012	Mar 31, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CS FINANCIAL GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Shelbyville	In	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$229M	$223M	10	6	n/a	n/a	n/a
2013	Mar 24, 2014	$204M	$204M	10	6	n/a	n/a	n/a
2012	Mar 13, 2013	$173M	$173M	10	6	n/a	n/a	n/a
2011	Mar 30, 2012	$152B	$152B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$229M	$204M	12.3%	$152B	-88.5%	10	10	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED CAPITAL FINANCIAL ADVISORS	5	May 28, 2015	Mar 27, 2015	INDIANAPOLIS, IN	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← SURENKAMP, RAYMOND, MICHAELOwnerPRESIDENT, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← CARANDANG, ROEL, SISONOwnerSEC/TRES, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← SCHRODER, TAMMIE, SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (6)

← RAYMOND MICHAEL SURENKAMPAdvisorregistration: previous registration
Jan 14, 1994 to May 28, 2015factForm ADV
← STEVEN ANDREW SMITHAdvisorregistration: previous registration
Sep 11, 2012 to May 28, 2015factForm ADV
← DAVID M COTTONAdvisorregistration: previous registration
Jul 21, 2011 to May 28, 2015factForm ADV
← BRIAN DAVID MELVINAdvisorregistration: previous registration
Mar 15, 2004 to May 28, 2015factForm ADV
← RYAN ROLLERAdvisorregistration: previous registration
Mar 22, 2012 to May 28, 2015factForm ADV
← ROBERT LEO BECKAdvisorregistration: previous registration
Dec 8, 1994 to Jul 14, 2011factForm ADV

Moved with (1)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviser5 advisors, firm absorbed, same day
May 28, 2015 to Mar 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b9af547-7392-8720-e716-4ab3048caf03
First observed: Mar 30, 2012
Last observed: Mar 31, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CS CAPITAL MANAGEMENT INC

CRD 106328

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b9af547-7392-8720-e716-4ab3048caf03

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARANDANG, ROEL, SISON

SEC/TRES

yes

12/1993

Mar 30, 2012

Mar 31, 2015

SURENKAMP, RAYMOND, MICHAEL

President

yes

12/1993

Mar 30, 2012

Mar 31, 2015

SCHRODER, TAMMIE, SUE

CHIEF COMPLIANCE OFFICER

10/2004

Mar 30, 2012

Mar 31, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CS FINANCIAL GROUP, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Shelbyville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$229M

$223M

n/a

2013

Mar 24, 2014

$204M

n/a

2012

Mar 13, 2013

$173M

n/a

2011

Mar 30, 2012

$152B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$229M

$204M

12.3%

$152B

-88.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED CAPITAL FINANCIAL ADVISORS

May 28, 2015

Mar 27, 2015

INDIANAPOLIS, IN

Firm absorbed

Other

100.0%