DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cs Capital Management Inc

Former SEC-registered adviserIndianapolis, IndianaCRD 106328SEC 801-42434IAPD
Latest filing Mar 31, 2015
First filing on the tape Mar 30, 2012 · 7 filings
RAUM
$229M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$229M as of Mar 31, 2015
Mar 30, 2012$152B then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 31, 2015
Mar 13, 20136 then
Employees (5.A)10 as of Mar 31, 2015
Mar 13, 201310 then
Private funds: no history
RAUM +12% over the last fiscal year-89% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2015; every figure names its basis
RAUM per advisor
$38.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$211,993derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,082reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Sison Roel Carandang · Sec/Trescontrol
      since 12/1993 · owns 50% to 75%
    • Michael Raymond Surenkamp · Presidentcontrol
      since 12/1993 · owns 50% to 75%
    • Sue Tammie Schroder · Chief Compliance Officer
      since 10/2004 · owns less than 5%
    Related persons
    Schedule D 7.A
    • Cs Financial Group, Inc.
      real estaten
    Offices
    Schedule D 1.F, the 25 largest
    • Shelbyville, IN
    What changed
    consecutive filings, newest first
    • Accounts · 1,000 to 1,082
      Mar 24, 2014 to Mar 31, 2015
    • Discretionary RAUM · $204M to $223M
      Mar 24, 2014 to Mar 31, 2015
    • Non-discretionary RAUM · $0 to $6.5M
      Mar 24, 2014 to Mar 31, 2015
    • RAUM · $204M to $229M
      Mar 24, 2014 to Mar 31, 2015
    • Accounts · 1,025 to 1,000
      Nov 25, 2013 to Mar 24, 2014
    • Advisory activities · 4 to 5
      Nov 25, 2013 to Mar 24, 2014
    • Discretionary RAUM · $173M to $204M
      Nov 25, 2013 to Mar 24, 2014
    • RAUM · $173M to $204M
      Nov 25, 2013 to Mar 24, 2014
    • Related insurance company · true to false
      Nov 25, 2013 to Mar 24, 2014
    • Accounts · 1,034 to 1,025
      Aug 13, 2012 to Mar 13, 2013
    • Advisory employees · unset to 6.0
      Aug 13, 2012 to Mar 13, 2013
    • Advisory activities · 5 to 4
      Aug 13, 2012 to Mar 13, 2013
    • Employees · unset to 10.0
      Aug 13, 2012 to Mar 13, 2013
    • State-registered IARs · unset to 6.0
      Aug 13, 2012 to Mar 13, 2013
    • Discretionary RAUM · $152M to $173M
      Aug 13, 2012 to Mar 13, 2013
    • RAUM · $152M to $173M
      Aug 13, 2012 to Mar 13, 2013
    • Discretionary RAUM · $152B to $152M
      Mar 30, 2012 to Aug 13, 2012
    • RAUM · $152B to $152M
      Mar 30, 2012 to Aug 13, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026