DFX Intelligence

C••••••••• C•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••••••••• C•••••• B•••••

Advisor at V••••• A•••• M•••••••••

DURHAM, NC | WILMINGTON, NC

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Search this name across graphsid dfx:ria:9b9eec89-a46e-f932-d972-a18f6363d237

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• A•••• M•••••••••	Independent wealth	Jul 29, 2011	n/a	yes	DURHAM, NC\|WILMINGTON, NC	Current employment
V••••• I••••••••• I•••	n/a	Apr 25, 2006	Jul 29, 2011	no	WILMINGTON, NC\|WILMINGTON, NC\|DURHAM, NC\|DURHAM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• I••••••••• I•••	V••••• A•••• M•••••••••	Jul 29, 2011	Jul 29, 2011	0	Firm change	Other

Relationships

Registered with (2)

→ V••••• A•••• M•••••••••Registered adviserregistration: current employment
Jul 29, 2011 to presentfactForm ADV
→ V••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 25, 2006 to Jul 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b9eec89-a46e-f932-d972-a18f6363d237
First observed: Apr 25, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.