This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 14, 2025

First registration

Oct 14, 2025

Dual registered

yes, broker-dealer

Other names

Caleb J Cavazos|Caleb Cavazos

IAPD individual key

8126402

• Occurred

  Sep 15, 2026
  Advisor changed firm

  Caleb John Cavazos left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities LLC (registered 2026-09-18)

  Form ADVobserved yesterday

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9ba0c3c9-c8b3-410e-8cfc-775200565965

First observed

Oct 14, 2025

Last observed

Sep 19, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.