DFX Intelligence

P•••••• C••••••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)27 years in industry

P•••••• C••••••••• F••••••

Advisor at S•••• I••••• S••••••••• L••

FORT LAUDERDALE, FL | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:9ba2485b-f22c-5a0e-bf35-a75a6b68c9ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Feb 15, 2022	n/a	yes	FORT LAUDERDALE, FL\|Fort Lauderdale, FL	Current employment
A••••••••• I••••••• S•••••••• I•••	State registered	Feb 17, 2021	Jan 25, 2022	no	FT. LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I••••••• S•••••••• I•••	S•••• I••••• S••••••••• L••	Jan 25, 2022	Feb 15, 2022	21	Firm change	Other
S••••••••• A•••••• A•••••••• I•••	A••••••••• I••••••• S•••••••• I•••	Jan 10, 2022	Feb 17, 2021

Relationships

Registered with (4)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Feb 15, 2022 to presentfactForm ADV
→ A••••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Jan 25, 2022factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2020 to Jan 10, 2022factForm ADV
→ I••••••••• A••••••• S••••••• I••

Dated events

Occurred
Jan 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ba2485b-f22c-5a0e-bf35-a75a6b68c9ee
First observed: Apr 25, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.