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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

ASSOCIATED INVESTOR SERVICES, INC.

CRD 133356

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc672776-903c-c4bf-cc19-d1fc6926d711

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Aug 10, 2026 to Aug 10, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 20
Advisory employees: 17
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 4
High net worth clients: 1
CRD: 133356
Filings on the tape: 1
First filed: Aug 10, 2026
Latest filed: Aug 10, 2026
Organised: Corporation, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL JAY VLADEM	Personal Financial Specialist	ARDEN, NC \| FT. LAUDERDALE, FL	32	37	2	yes
STEVEN JAY FRAIDSTERN	Chartered Financial Consultant	FT. LAUDERDALE, FL \| DENVER, CO	32	45	2	yes
LUANA MOBLEY CORRAL	Certified Financial Planner	FT. LAUDERDALE, FL \| Hallandale Beach, FL	20	31	2	yes
Evan DAVID Vladem	n/a	FT. LAUDERDALE, FL	8	13	2	yes
SHAWN A WOODEN	n/a	Pembroke Pines, FL \| FT. LAUDERDALE, FL	6	20	6	yes
TRAVIS RUANE	n/a	FT. LAUDERDALE, FL \| Plantation, FL	6	14	3	yes

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORTUNE 360 GROUP LLC	2	Jul 2, 2015	Mar 23, 2016	FT LAUDERDALE, FL	Team lift out	Other	40.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INVESTACORP ADVISORY SERVICES INC	4	Jul 17, 2020	Jan 24, 2020	FORT LAUDERDALE, FL	Team lift out	Ibd to state RIA	2.2%

Relationships

Registered with (10)

← TRAVIS RUANEAdvisorregistration: current employment
Jan 24, 2020 to presentfactForm ADV
← SHAWN A WOODENAdvisorregistration: current employment
Jan 23, 2020 to presentfactForm ADV
← Evan DAVID VlademAdvisorregistration: current employment
May 10, 2018 to presentfactForm ADV
← LUANA MOBLEY CORRALAdvisorregistration: current employment
Jan 5, 2006 to presentfactForm ADV
← PAUL JAY VLADEMAdvisorregistration: current employment
Jun 10, 1994 to presentfactForm ADV
← STEVEN JAY FRAIDSTERNAdvisorregistration: current employment
Jun 10, 1994 to presentfactForm ADV
← PATRICK CHRISTOPHER FARRELLAdvisorregistration: previous registration
Feb 17, 2021 to Jan 25, 2022factForm ADV
← MARCUS ANTHONY ARNEAUDAdvisorregistration: previous registration
Mar 24, 2021 to Oct 28, 2021factForm ADV
← MATTHEW JAY DERNISAdvisorregistration: previous registration
Sep 13, 2012 to Jul 2, 2015factForm ADV
← RONALD LAWRENCE MYERSAdvisorregistration: previous registration
Aug 21, 2008 to Jul 2, 2015factForm ADV

Moved with (2)

← INVESTACORP ADVISORY SERVICES INCRegistered adviser4 advisors, team lift out, same day
Jul 17, 2020 to Jan 24, 2020factForm ADV
→ FORTUNE 360 GROUP LLCRegistered adviser2 advisors, team lift out, same day
Jul 2, 2015 to Mar 23, 2016factForm ADV

Dated events

Occurred
Jan 25, 2022
Advisor changed firm
Patrick Christopher Farrell left Associated Investor Services, Inc. for Sound Income Strategies, Llc (registered 2022-02-15)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc672776-903c-c4bf-cc19-d1fc6926d711
First observed: Aug 10, 2026
Last observed: Aug 10, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASSOCIATED INVESTOR SERVICES, INC.

CRD 133356

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc672776-903c-c4bf-cc19-d1fc6926d711

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL JAY VLADEM

Personal Financial Specialist

ARDEN, NC | FT. LAUDERDALE, FL

yes

STEVEN JAY FRAIDSTERN

Chartered Financial Consultant

FT. LAUDERDALE, FL | DENVER, CO

yes

LUANA MOBLEY CORRAL

Certified Financial Planner

FT. LAUDERDALE, FL | Hallandale Beach, FL

yes

Evan DAVID Vladem

n/a

FT. LAUDERDALE, FL

yes

SHAWN A WOODEN

n/a

Pembroke Pines, FL | FT. LAUDERDALE, FL

yes

TRAVIS RUANE

n/a

FT. LAUDERDALE, FL | Plantation, FL

yes

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORTUNE 360 GROUP LLC

Jul 2, 2015

Mar 23, 2016

FT LAUDERDALE, FL

Team lift out

Other

40.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INVESTACORP ADVISORY SERVICES INC

Jul 17, 2020

Jan 24, 2020

FORT LAUDERDALE, FL

Team lift out

Ibd to state RIA

2.2%