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I•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

I•••••• A••••••• L••

CRD 322040

WASHINGTON, DC

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Search this name across graphsid dfx:ria:9bbc7688-72fb-39f4-dd7e-f07f97493221

Data as of Jul 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2022 to Jul 22, 2022
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 2
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-126428
CRD: 322040

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••••• B••••••••	n/a	Staten Island, NY \| WASHINGTON, DC	3	38	5	yes
A•••• F•••••••• W•••••••	n/a	WASHINGTON, DC	3

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• L••••••	CHIEF COMPLIANCE OFFICER	Na	yes	12/2021	Jul 22, 2022	Jul 22, 2022
H•••••• J•••• F••••••	Manager	Na	yes	12/2021	Jul 22, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••••• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Registered with (2)

← A•••• F•••••••• W•••••••Advisorregistration: current employment
Jul 5, 2023 to presentfactForm ADV
← L•••••• B••••••••Advisorregistration: current employment
May 19, 2023 to presentfactForm ADV

Controls (4)

← H•••••• J•••• F••••••OwnerMANAGER, ownership code NA, individual
Jul 22, 2022 to presentfactForm ADV
← B••••••••• L••••••

Dated events

Occurred
Jul 22, 2022
First Form ADV filing
I•••••• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bbc7688-72fb-39f4-dd7e-f07f97493221
First observed: Jul 22, 2022
Last observed: Jul 22, 2022 50 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.