DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••• A••••••• L••
WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••• A••••••• L•• | Former SEC adviser | Jul 5, 2023 | n/a | yes | WASHINGTON, DC | Current employment |
| B••• I••••••••• I••••••••• A•••••••• I••• | Former SEC adviser | Mar 26, 2018 | Jul 19, 2018 | no | Washington, DC|GREENVILLE, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• I••••••••• I••••••••• A•••••••• I••• | I•••••• A••••••• L•• | Jul 19, 2018 | Jul 5, 2023 | 1,812 | Firm change after gap | Other |
| M•••••• • N••••• A•••••••• L•• | B••• I••••••••• I••••••••• A•••••••• I••• | Sep 26, 2013 | Mar 26, 2018 |
| M•••••• • N••••• A•••••••• L•• | Mixed wealth | Mar 31, 2010 | Sep 26, 2013 | no | FAIRPORT, NY|CINCINNATI, OH|LOVELAND, OH | Previous registration |
| A•••••• C•••••• M••••••••• L•• | Former SEC adviser | Nov 19, 2007 | Jun 30, 2008 | no | SARASOTA, FL | Previous registration |
| H•••• C•••••• M••••••••• | Former SEC adviser | Feb 2, 2005 | Feb 27, 2006 | no | CINCINNATIO, OH | Previous registration |
| 1,642 |
| Firm change after gap |
| Other |
| A•••••• C•••••• M••••••••• L•• | M•••••• • N••••• A•••••••• L•• | Jun 30, 2008 | Mar 31, 2010 | 639 | Firm change after gap | Other |
| H•••• C•••••• M••••••••• | A•••••• C•••••• M••••••••• L•• | Feb 27, 2006 | Nov 19, 2007 | 630 | Firm change after gap | Other |