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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Tulsa, OK | Suite 205, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Apr 17, 2024 | n/a | yes | Suite 205, OK|Tulsa, OK | Current employment |
| DOMINION PORTFOLIO MANAGEMENT, INC. | Independent wealth | Mar 21, 2017 | Jul 24, 2019 | no | TULSA, OK|TAMPA, FL | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Mar 31, 2009 | Jan 5, 2017 | no | TULSA, OK | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 17, 2008 | Mar 26, 2009 | no | TULSA, OK|TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DOMINION PORTFOLIO MANAGEMENT, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 24, 2019 | Apr 17, 2024 | 1,729 | Firm change after gap | RIA to ibd |
| HORNOR, TOWNSEND & KENT, LLC | DOMINION PORTFOLIO MANAGEMENT, INC. | Jan 5, 2017 | Mar 21, 2017 | 75 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC | Mar 26, 2009 | Mar 31, 2009 | 5 | Firm change | Other |