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CRD 310044
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PIPER HEARTLAND HEALTHCARE CROSSOVER FUND I, L.P. | Private Equity Fund | $232M | Nov 20, 2024 | 77 | Mar 31, 2021 | reported | 021-1832942 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BALLIS, ALYSSA, LYNN | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2022 | Dec 21, 2022 | Nov 20, 2024 |
| CLUNE, KATHERINE, PATRICIA | CHIEF FINANCIAL OFFICER | Na | yes | 01/2024 | Mar 27, 2024 | Nov 20, 2024 |
| HEMSLEY, MATTHEW, STEPHEN | CHIEF EXECUTIVE OFFICER/PRESIDENT | Na | yes | 06/2020 | Jul 13, 2020 | Nov 20, 2024 |
| MARTIN, JAMES, MARTELL | Secretary | Na | yes | 06/2020 | Jul 13, 2020 | Nov 20, 2024 |
| PIPER SANDLER COMPANIES | Parent | E | yes | 07/2012 | Jul 13, 2020 | Nov 20, 2024 |
| PIPER SANDLER INVESTMENT GROUP INC. | Member | E | yes | 06/2020 | Jul 13, 2020 | Nov 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PIPER SANDLER & CO. | n/a | Institutional manager | $1.3B | N | yes | n/a |
| PIPER SANDLER ADVISORS LLC | n/a | Former SEC adviser | $365M | N | yes | n/a |
| PIPER SANDLER FINANCE MANAGEMENT, LLC | n/a | Former SEC adviser | $290M | N | yes | n/a |
| PSC CAPITAL PARTNERS LLC | n/a | Asset manager | $241M | N | yes | n/a |
| PIPER SANDLER LTD. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 1 | yes |
| NEW YORK | NY | United States | 0 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $218M | $218M | 16 | 4 | 3 | 1 | n/a |
| 2024 | Mar 27, 2025 | $221M | $221M | 17 | 4 | 2 | 1 | n/a |
| 2023 | Mar 27, 2024 | $232M | $232M | 15 | 4 | 2 | 1 | $232M |
| 2022 | Mar 29, 2023 | $203M | $203M | 12 | 4 | 1 | 1 | $203M |
| 2021 | Mar 31, 2022 | $203M | $203M | 4 | 2 | 1 | 1 | $203M |
| 2020 | Mar 31, 2021 | $138M | $138M | 2 | 2 | 0 | 1 | $138M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $218M | $221M | -1.4% | $203M | 2.5% | 16 | 17 | 3 | 2 |