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CRD 165620
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PIPER SANDLER MERCHANT BANKING FUND II, LP | Private Equity Fund | $167M | May 7, 2024 | 82 | Mar 29, 2018 | reported | 021-295636 |
| PIPER SANDLER MERCHANT BANKING FUND III, L.P. | Private Equity Fund | $75.2M | May 7, 2024 | 35 | Dec 21, 2022 | reported | 021-465967 |
| PIPER SANDLER MERCHANT BANKING FUND III EMPLOYEE, L.P. | Private Equity Fund | $31.9M | May 7, 2024 | 63 | Dec 21, 2022 | reported | 021-465968 |
| PIPER SANDLER MERCHANT BANKING FUND I, LP | Private Equity Fund | $24.7M | May 7, 2024 | 17 | Aug 1, 2012 | reported | 021-174490 |
| PJC MERCHANT BANKING PARTNERS IV, LLC | Private Equity Fund | $1.1M | May 7, 2024 | 20 | Mar 31, 2015 | reported | 021-215858 |
| PJC MERCHANT BANKING PARTNERS III, LLC | Private Equity Fund | $887,336 | May 7, 2024 | 20 | Aug 1, 2012 | reported | 021-174843 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BALLIS, ALYSSA, LYNN | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2022 | Dec 21, 2022 | May 7, 2024 |
| CHRISTIANSON, THEODORE, JOHN | CHIEF EXECUTIVE OFFICER | Na | yes | 01/2022 | Mar 16, 2017 | May 7, 2024 |
| CLUNE, KATHERINE, PATRICIA | CHIEF FINANCIAL OFFICER | Na | yes | 01/2024 | Mar 27, 2024 | May 7, 2024 |
| MARTIN, JAMES, MARTELL | Secretary | Na | yes | 09/2012 | Sep 25, 2015 | May 7, 2024 |
| PIPER SANDLER COMPANIES | Parent | E | yes | 07/2012 | Feb 4, 2020 | May 7, 2024 |
| PIPER SANDLER INVESTMENT GROUP INC. | Member | E | yes | 09/2012 | Mar 30, 2020 | May 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PIPER SANDLER & CO. | n/a | Institutional manager | $1.3B | N | yes | n/a |
| PIPER SANDLER ADVISORS LLC | n/a | Former SEC adviser | $365M | N | yes | n/a |
| PIPER SANDLER FINANCE MANAGEMENT, LLC | n/a | Former SEC adviser | $290M | N | yes | n/a |
| PIPER HEARTLAND HEALTHCARE CAPITAL, LLC | n/a | Asset manager | $218M | N | yes | n/a |
| PIPER SANDLER LTD. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlotte | Nc | United States | 1 | yes |
| NEW YORK | NY | United States | 0 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $241M | $241M | 19 | 7 | 1 | 6 | n/a |
| 2024 | Mar 28, 2025 | $251M | $251M | 18 | 7 | 1 | 6 | n/a |
| 2023 | Mar 27, 2024 | $301M | $301M | 18 | 8 | 2 | 6 | $301M |
| 2022 | Mar 29, 2023 | $329M | $329M | 15 | 8 | 1 | 6 | $329M |
| 2021 | Mar 30, 2022 | $239M | $239M | 8 | 6 | 1 | 4 | $197M |
| 2020 | Mar 31, 2021 | $216M | $216M | 7 | 4 | 0 | 4 | $160M |
| 2019 | Mar 30, 2020 | $213M | $213M | 7 | 4 | 0 | 4 | $133M |
| 2018 | Mar 31, 2019 | $213M | $213M | 7 | 4 | 1 | 4 | $213M |
| 2017 | Mar 29, 2018 | $207M | $207M | 7 | 4 | 1 | 4 | $198M |
| 2016 | Mar 16, 2017 | $111M | $111M | 6 | 4 | n/a | 3 | $111M |
| 2015 | Feb 18, 2016 | $107M | $107M | 6 | 4 | n/a | 3 | $107M |
| 2014 | Mar 31, 2015 | $107M | $107M | 5 | 5 | n/a | 3 | $107M |
| 2013 | Mar 28, 2014 | $104M | $104M | 5 | 5 | n/a | 2 | $104M |
| 2012 | Mar 22, 2013 | $104M | $104M | 5 | 5 | n/a | 2 | $104M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $241M | $251M | -3.9% | $329M | -9.9% | 19 | 18 | 1 | 1 |