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G••••• C•••••• S•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

G••••• C•••••• S•••••••••

G••••• C•••••• S••••••••• LLC, CRD 290328

NEW YORK, NY

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Search this name across graphsid dfx:ria:9bd4ca12-dedf-b811-5a18-d00237791491

Data as of Mar 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2017 to Mar 12, 2018
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2018-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••••• R•••••	CEO/CCO / SOLE MEMBER	E	yes	09/2017	Oct 18, 2017	Mar 12, 2018
V••••••••• K••••••• K•••	Cio	Na	yes	09/2017	Oct 18, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Newark	CA	United States	3	no
SAN FRANCISCO	CA	United States	1	no
FORT LAUDERDALE	FL	United States	1	no

Relationships

Controls (2)

← K•••••••• R•••••OwnerCEO/CCO / SOLE MEMBER, ownership code E, individual
Oct 18, 2017 to presentfactForm ADV
← V••••••••• K••••••• K•••OwnerCIO, ownership code NA, individual
Oct 18, 2017 to presentfactForm ADV

Registered with (2)

← R••••• K•••••••Advisorregistration: previous registration
May 2, 2018 to May 9, 2020factForm ADV
← JOANNE STURGILL

Dated events

Occurred
Oct 18, 2017
First Form ADV filing
G••••• C•••••• S••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bd4ca12-dedf-b811-5a18-d00237791491
First observed: Oct 18, 2017
Last observed: Mar 12, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.