J••••• S•••••••

Advisor at W•••• F•••• A•••••••

TUCSON, AZ | LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8693a75-1dcd-cc60-3cf4-a02dcc4a7f56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: May 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 1, 2025	n/a	yes	LAS VEGAS, NV\|TUCSON, AZ	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Dec 4, 2025	no	LAS VEGAS, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	W•••• F•••• A•••••••	Dec 4, 2025	Dec 1, 2025	-3	Firm change	Ibd to wirehouse
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023

Relationships

Registered with (8)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 26, 2010 to Jan 29, 2018factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Dec 4, 2025factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2018 to Sep 1, 2023factForm ADV
→ C••••••• • C••• I•••

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8693a75-1dcd-cc60-3cf4-a02dcc4a7f56
First observed: May 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.