This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2004earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63

First exam

Jan 18, 2005

First registration

Feb 11, 2021

Dual registered

yes, broker-dealer

Other names

TONYA LYNN LEEK|Tonya Lynn Lore

IAPD individual key

4877968

• Occurred

  Aug 23, 2023
  Advisor changed firm

  Tonya L Lore left Raymond James Financial Services Advisors, Inc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-09-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9bdf152b-abb2-1fef-68f0-f6a29bcff52f

First observed

Feb 11, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.