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RIA / WealthAdvisor29 years in industry

STUART ALAN RAINER

Advisor at NOBLEBRIDGE WEALTH

NORTH CALDWELL, NJ | Herndon, VA

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Search this name across graphsid dfx:ria:9be32ad9-124f-a761-cc6b-cf2b80de6bda

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOBLEBRIDGE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 22, 1997
First registration: Apr 19, 2001
Dual registered: no
Other names: STUART A RAINER
IAPD individual key: 2911001

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NOBLEBRIDGE WEALTH	Independent wealth	Dec 6, 2019	n/a	yes	Herndon, VA\|NORTH CALDWELL, NJ	Current employment
AVENIR PRIVATE ADVISORS, LLC	Former SEC adviser	Oct 15, 2019	Jan 17, 2020	no	MIAMI, FL\|Herndon, VA	Previous registration
HAYDEN ROYAL	Former SEC adviser	Apr 28, 2016	Jun 28, 2018	no	Herndon, VA\|CHARLOTTE, NC	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 15, 2016	no	GAINESVILLE, VA\|Mclean, VA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	MANASSAS, VA\|GAINESVILLE, VA	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Apr 19, 2001	Feb 21, 2006	no	MANASSAS, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVENIR PRIVATE ADVISORS, LLC	NOBLEBRIDGE WEALTH	Jan 17, 2020	Dec 6, 2019	-42	Firm change after gap	RIA to RIA
HAYDEN ROYAL	AVENIR PRIVATE ADVISORS, LLC	Jun 28, 2018	Oct 15, 2019	474	Firm change after gap	RIA to RIA
MORGAN STANLEY	HAYDEN ROYAL	Apr 15, 2016	Apr 28, 2016	13	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (6)

→ NOBLEBRIDGE WEALTHRegistered adviserregistration: current employment
Dec 6, 2019 to presentfactForm ADV
→ AVENIR PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 15, 2019 to Jan 17, 2020factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Apr 28, 2016 to Jun 28, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 15, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Apr 19, 2001 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.