DFX Intelligence

M•••••• Q••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant44 years in industry

M•••••• Q••••••••

Advisor at P•••••• P••••••• S••••••••• I•••

GREENSBORO, NC

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Search this name across graphsid dfx:ria:9be38572-2cad-7319-1ef0-64f1caaaaa5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• P••••••• S••••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Oct 22, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• P••••••• S••••••••• I•••	Former SEC adviser	Jun 23, 2025	n/a	yes	GREENSBORO, NC	Current employment
P•••••• P••••••• S••••••••• I•••	Former SEC adviser	Dec 7, 2006	Jun 10, 2025	no	GREENSBORO, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••	P•••••• P••••••• S••••••••• I•••	Oct 27, 2006	Dec 7, 2006	41	Firm change	Other
M•• I•••••••• S•••••••• L••	P••••••••	Jun 5, 2006	Aug 28, 2006

Relationships

Registered with (4)

→ P•••••• P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2006 to Jun 10, 2025factForm ADV
→ P••••••••Registered adviserregistration: previous registration
Aug 28, 2006 to Oct 27, 2006factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2004 to Jun 5, 2006factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9be38572-2cad-7319-1ef0-64f1caaaaa5b
First observed: Jan 3, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.