RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• Q••••••••
- P•••••• P••••••• S••••••••• I••• former currentsince Jun 23, 2025 · Greensboro, Nc
- P•••••• P••••••• S••••••••• I••• formerDec 7, 2006 to Jun 10, 2025 · Greensboro, Nc
- P•••••••• formerAug 28, 2006 to Oct 27, 2006 · Greensboro, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 23, 2004 to Jun 5, 2006 · Greensboro, Nc
- O•••• F•• I••• formerJan 3, 2001 to Mar 15, 2004 · Greensboro, Nc
- P•••••••• to P•••••• P••••••• S••••••••• I•••left Oct 27, 2006, registered Dec 7, 2006 (41 days) · Other
- M•• I•••••••• S•••••••• L•• to P••••••••left Jun 5, 2006, registered Aug 28, 2006 (84 days) · Other
- O•••• F•• I••• to M•• I•••••••• S•••••••• L••left Mar 15, 2004, registered Mar 23, 2004 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address