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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Matthew Crowe

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

St Louis, MO

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Search this name across graphsid dfx:ria:9becd7b3-d660-14ce-be88-3e03f09b5b83

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 10, 2012
First registration: Feb 14, 2012
Dual registered: yes, broker-dealer
Other names: MATTHEW CROWE|MATT CROWE|MATTHEW DAVID CROWE
IAPD individual key: 6005996

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jul 1, 2020	n/a	yes	St Louis, MO	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Feb 5, 2020	Jun 5, 2020	no	Valley Park, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 27, 2019	Jan 21, 2020	no	ST. LOUIS, MO	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	May 10, 2018	Mar 22, 2019	no	Chesterfield, MO	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Oct 17, 2017	no	ST. LOUIS, MO	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2017	Mar 25, 2017	no	ST. LOUIS, MO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 8, 2015	Sep 12, 2016	no	CREVE COEUR, MO	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 4, 2013	May 1, 2014	no	Chesterfield, MO	Previous registration
EDWARD JONES	National bd RIA	Feb 14, 2012	Oct 24, 2012	no	ST LOUIS, MO\|CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jun 5, 2020	Jul 1, 2020	26	Firm change	RIA to ibd
WELLS FARGO ADVISORS	AE WEALTH MANAGEMENT, LLC	Jan 21, 2020	Feb 5, 2020	15	Firm change	Wirehouse to RIA
CROWN CAPITAL SECURITIES, L.P.	WELLS FARGO ADVISORS	Mar 22, 2019	Mar 27, 2019	5	Firm change	RIA to wirehouse
MML INVESTORS SERVICES, LLC	CROWN CAPITAL SECURITIES, L.P.	Oct 17, 2017	May 10, 2018	205	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Sep 12, 2016	Mar 1, 2017	170	Firm change	Other
MML INVESTORS SERVICES, LLC	EQUITABLE ADVISORS, LLC	May 1, 2014	Sep 8, 2015	495	Firm change after gap	Other
EDWARD JONES	MML INVESTORS SERVICES, LLC	Oct 24, 2012	Mar 4, 2013	131	Firm change	Other

Relationships

Registered with (8)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
Jul 1, 2020 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 5, 2020 to Jun 5, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 27, 2019 to Jan 21, 2020factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
May 10, 2018 to Mar 22, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Oct 17, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2017 to Mar 25, 2017factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 8, 2015 to Sep 12, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 14, 2012 to Oct 24, 2012factForm ADV

Dated events

No dated event names this entity yet.